CSI CSC1 Exam : Canadian Securities Course Exam 1

  • Exam Code: CSC1
  • Exam Name: Canadian Securities Course Exam 1
  • Updated: Oct 01, 2026
  • Q & A: 100 Questions and Answers

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CSI CSC1 Exam Syllabus Topics:

SectionWeightObjectives
Equity Transactions10%- Margin and short selling
- Order types and execution
- Trading mechanics and regulations
Pricing and Trading of Fixed-Income Securities11%- Valuation and pricing methods
- Price-yield relationship
- Trading and settlement processes
Financing and Listing Securities7%- Listing requirements and rules
- Primary market and issuance process
Features and Types of Fixed-Income Securities12%- Types of fixed-income instruments
- Characteristics, risks and benefits
- Government and corporate bonds
The Canadian Investment Marketplace16%- Structure of Canadian financial system
- Market participants and roles
- Regulators and self-regulatory organizations
Regulation and Ethics8%- Client suitability and disclosure
- Code of conduct and ethical standards
- Industry regulations and compliance
The Economy13%- Monetary and fiscal policy
- Macroeconomic principles and indicators
- Impact of economic factors on investments
Common and Preferred Shares13%- Dividends and corporate actions
- Equity features and rights
- Valuation and classification
Derivatives10%- Uses, risks and basic strategies
- Options, futures and forwards

CSI Canadian Securities Course Exam 1 Sample Questions:

Question #1

What is one key feature of a right?

  • A. Rights generally have very little time value because they have a short lifespan
  • B. The market values of rights are set when they ate issued and remain constant until expiration
  • C. Sharestrade ex-rights beginning one business day before therecord date
  • D. The subscription or offering price or rights is often set at the current market price of the shares.
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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Question #2

Anwar is placing a market order to purchase 100 shares of AJLwhen the bid/ask is $10.25."$ 10.75. Before the trade is complete, the bid/ask moves to $10.207S1Q70. Whatis the share pricethat Anwar will pay on the purchase transaction?

  • A. $10.29
  • B. $10.70
  • C. $10.75
  • D. $10.20
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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Question #3

What is the best way to measure the performance of stock indexes?

  • A. Percentage changes
  • B. Share price changes
  • C. Relative value changes
  • D. Point changes
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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Question #4

Which type of bond offers the investor a choice of interest payments in either of two currencies?

  • A. Foreign pay bonds
  • B. Eurobonds
  • C. Floating-rate securities
  • D. Subordinated debentures
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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Question #5

What is one at the advantages for the company when shares are publicly listed?

  • A. Shareholders goodwill
  • B. Additional disclosure.
  • C. Need to keep market participants informed.
  • D. Additional controls on management
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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